研究中的出口管制条例
NJIT致力于遵守适用的美国法律.S. 有关物品出口的法律法规, services 和 technology by or on behalf of the University 和 the Office of 研究 identifies 和 manages export risks for national security 和 foreign policy reasons.
出口管制是管理出口的联邦法律, 装运, 传输, 转移, 或者与美国分享.S. 到国外去, 人, 或者技术实体, 技术数据, 技术援助, 项目或材料. 美国.S. 美国国务院和美国.S. Department of Commerce each administers different export control regulations. 此外,美国.S. 政府限制前往, 以及金融交易, 某些国家, 个人, 和组织, 包括一些国外的大学和研究机构. 出口控制 laws prohibit the unlicensed export of certain commodities or information for national security 和/or protection of trade reasons. 美国.S. government imposes 出口管制 to protect national security interests 和 promote foreign policy objectives. 除了, it also participates in various multilateral 出口控制 regimes dedicated to preventing the proliferation 和 destabilizing accumulations of weapons of mass destruction 和 related materials. 出口管制 regulations apply to research 和 other activities regardless of the source of funding.
NJIT provides a teaching 和 research environment dedicated to the free exchange of ideas both within the NJIT community 和 externally through academic 和 professional presentations 和 publications. 在某些情况下,美国政府制定的出口管制条例.S. 政府可能会影响研究活动的范围.
Many of the teaching 和 research activities at NJIT are excluded from the export control regulations through the fundamental research exclusion (see 22 CFR 120.11 (a)(8)), provided that there are no restrictions on publication or exclusions on who may participate. 如果活动是受控的,不被认为是基础研究, a license from the cognizant federal agency will be required to permit the activity. If the controlled activity is neither fundamental research nor covered under a license, 从事该活动可能不被允许.
以下领域的工作被认为是高风险的:
- 工程
- 空间科学
- 计算机科学
- 激光生物医学研究
- 加密软件研究
- 研究受管制的化学品、生物制剂和毒素
Examples of controlled goods, technology, 和 software (list is not all-inclusive):
- 毒理学代理
- 核材料与技术
- 激光和传感器
- 夜视设备
- 选择药剂(和其他病原体)
- 武器弹药
- 爆炸物探测设备
- 化学战前体
- 半导体和微处理器
- 电讯及加密软件
- 导弹技术
- 导航和航空电子设备
- 海洋船舶
- GPS技术
- 管制物品对策技术
- 濒危物种
- 防弹衣和防护装备
- 指纹及识别检索
- 示波器
- 气体离心机
- 质谱仪
- 高强度材料
For the purpose of export controls, the following are considered exports:
- Transfer of controlled items or information to people or entities outside the U.b .是否通过物理手段.g. 装运 or h和-carrying) or through 电子 or digital 传输 (e.g. 电子邮件或上传).
- 口头, 写, 电子, 和/or visual disclosures of controlled information to foreign nationals inside the U.S. (简称“视同出口”).
- Training or offering of services involving controlled equipment or information to foreign nationals.
- 交易与, 或者提供服务, 被列入禁运名单的某些国家或个人.
的re are different sets of regulations depending on the kind of export involved. 其中包括:
- 的 出口管理条例 (EAR), 由商务部管理, 管理具有双重用途的物品, 意思是商业和军事应用.g nuclear materials, 化学s, microorganisms, toxins, 电子s, computers, lasers). 这些规定可以在 《十大网赌平台》网站.
- 的 《十大网赌平台》, 由国务院管理, 管制弹药或国防用品和服务(例如.g. 弹药、弹道、制导和控制设备). 这些是由 国防贸易管制局.
- 的 外国资产控制办公室(OFAC) of the Department of the Treasury provides regulations on trade sanctions, 对指定国家实行禁运和旅行限制. 请浏览 资源 部分 外国资产控制办公室网站 获取更多指导.
NJIT researchers must contact the NJIT Office of 研究 if a research project involves any of the following:
- Shipping/exporting controlled materials, supplies, or 样品 to other countries.
- Sharing information disclosed under 保密ity agreements with foreign 人, 包括学生, 工作人员, 和老师.
- 携带受管制物料, 样品, 或在国外旅行时托运或随身携带的行李中携带GPS设备.
- 与美国以外的研究人员或机构合作.S., especially when that collaboration involves 个人 or institutions from a sanctioned country or when sensitive information or equipment may be shared.
- Traveling outside of the United States on university business with NJIT equipment or with high tech equipment, 保密, 未发表的, 或专有信息或数据.
- Traveling outside of the United States to a country/region with comprehensive sanctions. Currently, these include: Crimea Region of Ukraine, Cuba, Iran, North Korea, 和 Syria.
- Hosting foreign 人 from sanctioned or embargoed countries or taking them to NJIT labs.
- Performing work under an RFP/Agreement/Contract that is marked "出口控制led" or includes export control provisions.
- Exchanging 未发表的 research results or data with foreign 人 located overseas or in the US by any means, 包括电子邮件, 文件传输, 等.
- Training a foreign person in the design, development, use, or testing of controlled equipment.
- 使用第三方出口管制技术或信息.
- Providing professional consulting services overseas, especially to embargoed or sanctioned countries.
- Being involved in a project/research related to military; space-related information; nuclear, 化学, 和/or biological weaponry; missiles; unmanned vehicles; encryption technologies, or other items listed on the 《十大网赌平台》 U.S. 弹药列表.
- You have reasons to believe a violation of export control laws or regulations has occurred.
查找出口管制物品的清单:
受管制物品和技术的清单非常广泛. 这些清单取决于描述它们的监管框架, 下面列出了其中的一些:
监管 | 列表 | 引用 |
出口管理条例 | 商业管制清单 | 15 C.F.R. § 774 |
《十大网赌平台》 | U.S. 弹药列表 | 22 C.F.R. § 121 |
核管理委员会 | 核设备和核材料进出口 | 10 C.F.R. § 110.8-9a |
对外国原子能活动的援助 | 特殊核材料 | 10 C.F.R. § 810 |
其他出口管制资源:
美国国立卫生研究院 金融利益冲突和外国成分
美国国家科学基金会 研究保护
总统行政办公室(OSTP) 致研究界的信
我们部门. 的能量 外国政府人才招聘计划 和 国际科技参与政策
国防部副部长 给大学的信
大学合规合作
遵守出口条例是一项 共同的责任 和 all 个人 at NJIT are expected to strictly adhere to all requirements. 的 Office of 研究 reviews all export control matters in collaboration with the Office of General Counsel 和 other university offices as appropriate. Principal Investigators should notify the Office of 研究 of any changes in scope of a project that include the above identified considerations.
出口管制查询可联络 Raju Tamot,助理主任,研究诚信和合规,在 拉.k.tamot@4499ku.com or 埃里克·海瑟林顿, the Executive Director of Sponsored 研究 Programs 政府, at erich@4499ku.com.
提示:
Cloud-based videoconferencing systems such as BlueJeans are not 出口管制 compliant!
NJIT researchers should not discuss or share export controlled data or technology (including screenshots, screenshares, 录像)使用这些视频会议系统. 的y do not have end-to-end encryption protections 和 users can be located all over the world.